Precautions for clients dealing in Options

Dear Clients,
NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.
Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.
Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of LEO FINANCIAL SERVICES LTD. Further Please also note that following actions needs your attention at all times and request you to desist from following activity to ensure smooth Operations of your trading account maintained with us.

For your necessary action and Information.

By order

LEO FINANCIAL SERVICES LTD

Compliance department

                      RISK DISCLOSURES ON DERIVATIVES 

1. 9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.

2. On an average, loss makers registered net trading loss  close to Rs. 50,000

3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.

4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Source:

SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html

25 Years of experience

About Us

Leading Brokerage House

We are a member of NSE,  DP-NSDL

 

 

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What We Do

Our Products & Services

Trading in Equity Markets at NSE

Trading in equity markets at the National Stock Exchange (NSE) involves buying and selling shares of publicly listed companies. 

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Depository Services

Dematerialization & trading in the Demat mode is a simple, safe & quick alternative to he existence of securities in physical form.

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Services offered by us includes:

Demat of securities Transfer of securities Pledging of securities Freezing of securities

Advantages of Depository Services:

Demat of securities No risk of loss or theft No stamp duty
Reduced paper work Fast settlement cycles Instant disbursement of non cash benefits ( bonus/rights )
Regular account status updates

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Our Team

Dedicated Team Members

Director

GULSHAN KUMAR ARORA

Mob:9810116308

Email:gkarora65@hotmail.com

Investor Relationship Officer

GULSHAN KUMAR ARORA

Mob:9810116308

Email:gkarora65@hotmail.com

Accounts

RATNESH KUMAR

Mob:9871614495

Email:ratnshu60@gmail.com

Investor Grievance

GULSHAN KUMAR ARORA

Mob:9810116308

Email:gkarora65@gmail.com

System & Surveillance

SEEMA ARORA

Mob:9818403788

Email:seemarora67@gmail.com

DP Operation

GULSHAN KUMAR ARORA

Mob:9810116308

Email:gkarora65@hotmail.com

KYC

GULSHAN KUMAR ARORA

Mob:9810116308

Email:gkarora65@hotmail.com

Trading

LEO FINANCIAL SERVICES LIMITED

Mob:011-41564477

Email:leofinancial00@gmail.com

Escalation Matrix

Details of Contact Person Address Contact No Email Id Working Hours
Customer care Ratnesh Kumar 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 9871614495 Leofinancial00@gmail.com 9:00 am to 6 pm
Compliance Officer & Director Gulshan Kumar Arora 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 9810116308 gkarora65@hotmail.com 10.00 am to 5.00pm
Director Seema Arora 403-404 Chanana Building 2214 Hardhiyan Singh Road Karol Bagh, New Delhi - 110005 981840378 8 seemarora67@gmail.com 10.00 am to 5.00pm

In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:

Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal.

Details of Client Bank Accounts of Leo Financial Services Ltd

“Investors are requested to note that Leo Financial Services Ltd is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Leo Financial Services Ltd is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.

Name of the Bank Account Number Name of the Bank Account IFSC Code
Axis Bank 913020050109925 LEO FINANCIAL SERVICES LTD – USCNB ACCOUNT UTIB0000223

You can make payment through UPI and QRCode

For NSE Cash Market

leofinancial.rzp.brk@validaxis

For Depository

leofinancial.rzp.dp@validaxis

Basic Details of Head Office & Branch Office

Stock Broker Name Registration Number Registered Address Branch Address (if any) Contact No Email Id
Leo Financial Services Ltd NSE- INZ000276734
NSDL–IN-DP- 616-2021
403-404 chanana building, 2214 Hardhiyan singh road, karol bagh, new delhi - 110005. NONE 011-41564477, 9350991161 leofinancial00@gmail.com

Names and contact details of all Key Managerial Personnel including Compliance Officer

Sr. No. Name of the Individual Designation Mobile Number Email Id
1 GULSHAN KUMAR ARORA Whole Time Director 9810116308 gkarora65@hotmail.com
2 SEEMA ARORA Whole Time Director 9818403788 seemarora67@gmail.com
3 GULSHAN KUMAR ARORA Compliance Officer 9810116308 gkarora65@hotmail.com

Details of Authorized Persons

List Of Authorised Persons (AP)
Sr. no. Authorised Person's Name Authorised Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
(Approved / Cancelled) Address City State Pincode Terminal Allotted (Y/N) No. of Terminals
Nil Nil Nil Nil Nil Nil Nil Nil Nil Nil Nil
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. no. Authorised Person's Name Status Authorised Person Cancellation Details
Date Reason
1 Not Applicable Not Applicable Not Applicable Not Applicable

LEO FINANCIAL SERVICES LTD

NSE: CM | SEBI Reg. No. INZ000276734 Depository Participant: NSDL: DP ID: IN302611 Registered Address: 403-404 Chanana Building, 2214 Hardhiyan Singh Road, Karol Bagh, New Delhi - 110005. System & Surveillance (SEEMA ARORA, Email:seemarora67@gmail.com & Phone Number:9818403788) For any grievances/complaints Email us at – leofinancial00@gmail.com

Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an LFSL executive offering/inducing you to trade, please report to us at  011-41564477, 9350991161

 

 Kind Attention Investors:

KYC is a one-time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

Prevent unauthorized transactions in your account ---Update your Mobile Number and Email ID with your Stock Broker and Depository Participant. Receive information of your transactions directly from Stock Exchange and Depository on your Mobile/Email at the end of the day.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

All clients are requested to record their email id for electronic despatch of contract and statement. In case of electronic contract note, the link/login for the same is available on website for download.

Pay 20% upfront margin of the transaction value to trade in the cash market segment.

Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

Notice on Collection of Upfront Margin from 1 Aug, 2020 in Cash Segment:

It is to inform you that SEBI Vide circular dated August 01, 2019 & February 25, 2020 has made Margin collection (Initial Margin & MTM) mandatory for trading in Cash/Equity Segment effective August 01,2020 failing which Penalty will be levied by the Exchanges for not meeting the Margin requirement.

Therefore in compliance with the same, we request all the clients to provide us the sufficient margin either in the form of Funds and or securities before undertaking any trade on the Exchange through us. Moreover it is also applicable for intraday trades undertaken by the client.

We request you to pledge securities as margin in favour of our margin pledge account if you wish to undertake the trade and comply with the SEBI requirement of fulfilling the Margin obligation requirement in Cash Segment (Applicable on both Delivery & Non Delivery).

It is also reiterated that SEBI circular also envisages that the Shares can be given for Margin to the Stock broker through Pledge Instruction only initiated through depository System. Therefore in lieu of the same any charges levied by the Depository (In our Case NSDL) will be simultaneously charged to clients on actual basis.

Submit application letter along with photocopy of PAN and address proof requesting activation of Dormant Account.

All clients are requested to provide the NEFT details of your bank account for receiving direct credit to your account by online. Please summit an original unsigned cancelled cheque leaf along with latest bank statement to us.